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Pallavi Srivastava

Tolleson Private Wealth Management

Dallas, TX

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Current Employers
Tolleson Private Wealth Management

5500 Preston Road Suite 250, Dallas, TX 75205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-07
  • TX RA
    APPROVED
    Since 2024-10-07

Branch Locations

5500 Preston Road Suite 250, Dallas, TX 75205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assetmark Brokerage, Llc Baltimore MD 03/2016 01/2017
Maller Wealth Advisors Baltimore MD 02/2017 01/2018
Fusco Financial Llc Baltimore MD 02/2018 05/2020
View Capital Advisors Dallas TX 06/2020 01/2022
Tolleson Private Wealth Management Dallas TX 01/2022 Present
  • 03/2016 → 01/2017
    Assetmark Brokerage, Llc
    Baltimore, MD
  • 02/2017 → 01/2018
    Maller Wealth Advisors
    Baltimore, MD
  • 02/2018 → 05/2020
    Fusco Financial Llc
    Baltimore, MD
  • 06/2020 → 01/2022
    View Capital Advisors
    Dallas, TX
  • 01/2022 → Present
    Tolleson Private Wealth Management
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-07
  • S66 Uniform Combined State Law Examination
    2018-03-07

View on SEC IAPD

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