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James Ryan Shaw

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, NJ

Princeton, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-10-09
TX RA APPROVED 2018-08-06
NJ RA APPROVED 2017-10-30
  • PA RA
    APPROVED
    Since 2020-10-09
  • TX RA
    APPROVED
    Since 2018-08-06
  • NJ RA
    APPROVED
    Since 2017-10-30

Branch Locations

Columbus, NJ • United States

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 07/2017 Present
Blackrock Wilmington DE 06/2012 07/2017
Bank Of America, N.A. Princeton NJ 12/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-24
  • S66 Uniform Combined State Law Examination
    2017-10-24
Other Names
  • James Ryan Shaw
  • James Shaw

View on SEC IAPD

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