Dean Gorfti

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 05/2021
  The Vanguard Group, Inc.
  Malvern, PA
• 10/2018 → Present
  Self Employed
  West Chester, PA
• 08/2021 → Present
  Morgan Stanley
  West Conshohocken, PA

Previous Registrations

• 2019-12-02 → 2021-06-18
  Vanguard Advisers, Inc.
  Malvern, PA

Other Businesses

NAME OF BUSINESS: Self employed NON-INVESTMENT RELATED: ADDRESS: West Chester, PA NATURE OF BUSINESS: Music POSITION: Drummer START DATE: 10/2018 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Drummer. *454812 - Rich Hill Music, LLC; Investment Related - No; West Chester, Pennsylvania; Freelance Drummer; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2018; During Business Hours: 0; After Business Hours: 3; Entertainment.

Exams

• S66 Uniform Combined State Law Examination
  2019-11-15
• S63 Uniform Securities Agent State Law Examination
  2011-07-28

Other Names

• Dean Gorfti