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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-07
  • NY RA
    APPROVED
    Since 2026-07-07

Branch Locations

New York, NY • United States

Citi Private Bank 388 Greenwich Street, 25Th/29Th Floor, New York, NY 10013 • United States

Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 03/2023 06/2026
Citigroup Global Markets, Inc New York NY 07/2026 Present
Ubs Financial Services New York NY 03/2021 03/2023
Ubs Financial Services New York NY 09/2018 03/2021
Ubs Financial Services Weehawken NJ 08/2016 08/2018
  • 03/2023 → 06/2026
    Ubs Financial Services
    New York, NY
  • 07/2026 → Present
    New York, NY
  • 03/2021 → 03/2023
    Ubs Financial Services
    New York, NY
  • 09/2018 → 03/2021
    Ubs Financial Services
    New York, NY
  • 08/2016 → 08/2018
    Ubs Financial Services
    Weehawken, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-12
  • S66 Uniform Combined State Law Examination
    2016-09-12

View on SEC IAPD

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