Best Investors Account Sign in

Aaron Scott Mckinney

Cambridge Investment Research Advisors, Inc.

Tulsa, OK

CRD 5942633

Claim This Profile
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2020-08-14
TX RA APPROVED_RES 2020-08-14
  • OK RA
    APPROVED
    Since 2020-08-14
  • TX RA
    APPROVED_RES
    Since 2020-08-14

Branch Locations

2100 S Utica Ave Suite 300, Tulsa, OK 74114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc El Segundo CA 01/2013 08/2020
Cambridge Investment Research, Inc Fairfield IA 08/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2020 Present
Previous Registrations
  • 2012-09-28 → 2020-08-18
    Cetera Advisors Llc
    Tulsa, OK
    Edmond, OK
  • 2011-10-06 → 2012-10-01
    Securian Financial Services, Inc.
    Tulsa, OK
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 08/14/20 2) SUPERIOR BENEFIT SPECIALISTS, LLC, 2100 S UTICA AVE, STE 300, TULSA, OK,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/19, NIR, 5/WK- 5/TRADING 3) UTICA CAPITAL, 2100 S Utica Ave, Ste 300, Tulsa OK 74114, 12/2022, Owner, DBA, NIR, 160 HR/MO - 140 HR/MO Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-30
  • S66 Uniform Combined State Law Examination
    2011-09-30

View on SEC IAPD

More in Tulsa, OK

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor