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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2020-08-14 |
| TX | RA | APPROVED_RES | 2020-08-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | 08/2020 |
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 08/14/20 2) SUPERIOR BENEFIT SPECIALISTS, LLC, 2100 S UTICA AVE, STE 300, TULSA, OK,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/19, NIR, 5/WK- 5/TRADING 3) UTICA CAPITAL, 2100 S Utica Ave, Ste 300, Tulsa OK 74114, 12/2022, Owner, DBA, NIR, 160 HR/MO - 140 HR/MO Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-30 |
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