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Seth Matthew Stammler

Forum Financial Management, LP

Lombard, IL

Rhinebeck, NY

CRD 5942326

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Employer firm

Forum Financial Management, LP CRD 145706

$8.69B regulatory AUM 155 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-12-13
NY RA APPROVED 2021-04-07
TX RA APPROVED 2019-07-17
  • LA RA
    APPROVED
    Since 2023-12-13
  • NY RA
    APPROVED
    Since 2021-04-07
  • TX RA
    APPROVED
    Since 2019-07-17

Branch Locations

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Rhinebeck, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Llc New York NY 08/2012 04/2017
Forum Financial Management, Lp Lombard IL 11/2018 Present
Bluestone Financial Management, Llc Saugerties NY 04/2017 12/2018
  • 08/2012 → 04/2017
    Morgan Stanley & Co. Llc
    New York, NY
  • 11/2018 → Present
    Forum Financial Management, Lp
    Lombard, IL
  • 04/2017 → 12/2018
    Bluestone Financial Management, Llc
    Saugerties, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-08-31
  • S63 Uniform Securities Agent State Law Examination
    2012-08-31
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES

Nearby Investors

THOMAS JOHN CAMPBELL
MARY PATRICIA WESCHE
MARVIN LEE PEPLOW

Nearby Offices

OSAIC WEALTH, INC. · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
EDWARD JONES · Lombard, IL

More in Lombard, IL

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