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Inactive

Seth Matthew Stammler

Forum Financial Management, LP

Lombard, IL

Rhinebeck, NY

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Current Employers
Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-12-13
NY RA APPROVED 2021-04-07
TX RA APPROVED 2019-07-17
  • LA RA
    APPROVED
    Since 2023-12-13
  • NY RA
    APPROVED
    Since 2021-04-07
  • TX RA
    APPROVED
    Since 2019-07-17

Branch Locations

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Rhinebeck, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Llc New York NY 08/2012 04/2017
Forum Financial Management, Lp Lombard IL 11/2018 Present
Bluestone Financial Management, Llc Saugerties NY 04/2017 12/2018
  • 08/2012 → 04/2017
    Morgan Stanley & Co. Llc
    New York, NY
  • 11/2018 → Present
    Forum Financial Management, Lp
    Lombard, IL
  • 04/2017 → 12/2018
    Bluestone Financial Management, Llc
    Saugerties, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-08-31
  • S63 Uniform Securities Agent State Law Examination
    2012-08-31
Designations

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
EDWARD JONES · Lombard, IL
INVESTMENT CONSULTING SERVICES, LLC · LOMBARD, IL
ATHENA ADVISOR SERVICES, LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
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