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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-14
NY RA APPROVED 2022-12-13
  • FL RA
    APPROVED
    Since 2022-12-14
  • NY RA
    APPROVED
    Since 2022-12-13

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cgis Securities Llc Key Biscayne FL 12/2011 08/2019
Idb Capital Corp. Aventura FL 04/2022 09/2022
Israel Discount Bank Of New York Aventura FL 04/2022 09/2022
Safra National Bank Of New York Aventura FL 08/2019 03/2022
J.P. Morgan Securities Llc Miami FL 09/2022 Present
Jpmorgan Chase Bank, N.A. Miami FL 09/2022 Present
University Of Miami Miami FL 08/2019 08/2020
  • 12/2011 → 08/2019
    Cgis Securities Llc
    Key Biscayne, FL
  • 04/2022 → 09/2022
    Idb Capital Corp.
    Aventura, FL
  • 04/2022 → 09/2022
    Israel Discount Bank Of New York
    Aventura, FL
  • 08/2019 → 03/2022
    Safra National Bank Of New York
    Aventura, FL
  • 09/2022 → Present
    Miami, FL
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
  • 08/2019 → 08/2020
    University Of Miami
    Miami, FL
Previous Registrations
  • 2014-10-06 → 2017-12-20
    Cgis Advisors Llc
    Miami, FL
Other Businesses

Entity Name: Pirque.com Investment related: Yes Address: www.pirque.com 251 Little Falls Drive, Wilmington, DE 19808 Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 01/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will just be an angel investor with no responsibilities whatsoever other than investing a little of money.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-13
S63 Uniform Securities Agent State Law Examination 2013-07-03
  • S65 Uniform Investment Adviser Law Examination
    2022-12-13
  • S63 Uniform Securities Agent State Law Examination
    2013-07-03
Other Names
  • Felipe Oscar Mois

View on SEC IAPD

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