Trisha Sue Qualy

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-08-09
TX	RA	APPROVED	2023-08-08
MI	RA	APPROVED	2019-11-12
MN	RA	APPROVED	2019-10-07
VA	RA	APPROVED	2019-10-07

FL RA
APPROVED

Since 2023-08-09
TX RA
APPROVED

Since 2023-08-08
MI RA
APPROVED

Since 2019-11-12
MN RA
APPROVED

Since 2019-10-07
VA RA
APPROVED

Since 2019-10-07

Branch Locations

Minneapolis, MN • United States

5353 Wayzata Boulevard Suite 602, St Louis Park, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks	Minneapolis	MN	04/2013	10/2019
Advisornet Wealth Management	Minneapolis	MN	11/2014	10/2019
Financially Fluent Advisors Llc	Minneapolis	MN	05/2015	Present
Affiliated Advisors	New York	NY	10/2019	Present
Osaic Wealth, Inc.	Minneapolis	MN	10/2019	Present
Financially Fluent Advisors	St. Louis Park	MN	05/2015	Present

04/2013 → 10/2019

Cetera Advisor Networks

Minneapolis, MN
11/2014 → 10/2019

Advisornet Wealth Management

Minneapolis, MN
05/2015 → Present

Financially Fluent Advisors Llc

Minneapolis, MN
10/2019 → Present

Affiliated Advisors

New York, NY
10/2019 → Present

Osaic Wealth, Inc.

Minneapolis, MN
05/2015 → Present

Financially Fluent Advisors

St. Louis Park, MN

Previous Registrations

2014-11-25 → 2019-10-22

Advisornet Wealth Partners

Minnetonka, MN
2014-06-12 → 2019-10-21

Cetera Wealth Services, Llc

Minnetonka, MN

Other Businesses

1. AFFILIATED ADVISORS POSITION: Managing Partner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 10/07/2019 ADDRESS: 310 Riverside Drive Suite 1420, New York NY 10025, United States DESCRIPTION: Advisor services 2. FINANCIALLY FLUENT ADVISORS POSITION: Certified Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2015 ADDRESS: 5353 Wayzata Blvd, Suite 602, St. Louis Park MN 55416, United States DESCRIPTION: Financial planning and investment management 3. TRISHA QUALY - SUCCESSOR TRUSTEE AND SUCCESSOR AGENT POSITION: Successor Trustee & Successor Agent NATURE: This is not a business INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/31/2023 ADDRESS: 4017 43rd Ave S, Minneapolis MN 55406, United States DESCRIPTION: My aunt and uncle have asked me to be a successor trustee of their revocable trust and a successor agent for their durable power of attorney.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-31

S66 Uniform Combined State Law Examination

2014-05-31

Designations

View on SEC IAPD