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Ross Martin Moore

Equitable Advisors, LLC

Wilmington, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-24
  • NC RA
    APPROVED
    Since 2022-01-24

Branch Locations

371 North Front Street Suite 371-G, Wilmington, NC 28401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 12/2011 06/2020
Equitable Advisors, Llc New York NY 12/2011 Present
Other Businesses

outside insurance business, POA for Spouse, 02,02, 2026, 0HRS/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-20
S63 Uniform Securities Agent State Law Examination 2011-12-14
  • S65 Uniform Investment Adviser Law Examination
    2022-01-20
  • S63 Uniform Securities Agent State Law Examination
    2011-12-14
Other Names
  • Ross Martin Moore
  • Ross Moore

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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