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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-10-10 |
| TX | RA | APPROVED | 2024-10-07 |
Branch Locations
201 East Mcbee Avenue 1St Floor, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Frisco | TX | 08/2017 | 11/2017 |
| New York Life Insurance Company | Frisco | TX | 08/2017 | 11/2017 |
| J.P. Morgan Securities Llc | Round Rock | TX | 11/2017 | 01/2019 |
| Kestra Financial, Inc. | Austin | TX | 04/2016 | 07/2017 |
| Charles Schwab & Co., Inc. | Plantation | TX | 01/2019 | 09/2024 |
| Charles Schwab Bank, Ssb | Plantation | FL | 04/2022 | 09/2024 |
| Morgan Stanley | Greenville | SC | 09/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-01 |
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