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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-07 |
| FL | RA | APPROVED | 2018-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2011 | 06/2018 |
| Northwestern Mutual Investment Services, Llc | Tampa | FL | 08/2011 | 06/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 06/2018 |
| Massmutual Life Insurance Co | Tampa | FL | 07/2018 | Present |
| Mml Investors Services, Llc | Tampa | FL | 07/2018 | Present |
1) NAME:ADAM TAYLOR, INV REL:Y ADDR: 5321 MEMORIAL HWY, TAMPA FL 33634 NATURE:LIFE INSURANCE POSITION:SALES START:10/25/2018 NO HR/MO:2 NO HR/MO DUR TRADING:0. 2) NAME: FRESH AIR FAMILIES, INV REL:Y ADDR:12613 ASHDOWN DR ODESSA FL 33556 NATURE:RENTAL INCOME, POSITION:PARTNER START:10/1/2020 NO HR/MO:1 NO HR/MO DUR TRADING:0. 3) NAME: SHIELD OPERATIONS LLC INV REL: Y ADDR: 5321 MEMORIAL HWY TAMPA FL 33634 NATURE: HELP TO RUN THE OPERATIONS OF THE TAYLOR FINANCIAL BUILDING POSITION: MANAGER START: 8/1/2022 NO HR/MO: 5 NO HR/MO DUR TRADING:0 DESCRIBE DUTIES: HELP TO RUN THE OPERATIONS OF THE TAYLOR FINANCIAL BUILDING. 4 )NAME: ROCKET FUEL ENTERPRISES LLC, INV REL:Y ADDR: 5321 MEMORIAL HWY, TAMPA FL 33634, NATURE: REALTOR/REAL ESTATE, POSITION: MANAGING PARTNER, START: 1/1/2022, NO HR/MO: 1 NO HR/MO DUR TRADING:0 DUTIES: PAY THE MORTGAGE, TAXES, AND INSURANCE. 5) NAME: JIM MORAN COLLEGE OF ENTREPRENEURSHIP INV REL: N ADD: 5321 MEMORIAL HWY, TAMPA, FL 33634 NATURE: NON COMPENSATED BOARD SERVICE POSITION: BOARD MEMBER START DATE: 09/04/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: AS A BORD MEMBER, I SHARE MY ENTREPRENEURIAL EXPERIENCE, PROVIDE GUIDANCE ON PROGRAMS, AND CONNECT STUDENTS WITH OPPORTUNITIES. I ALSO MENTOR AND SUPPORT THE COLLEGE'S MISSION TO PREPARE THE NEXT GENERATION OF LEADERS 6)NAME: CURATED LEGACY CORP. INV REL:Y ADDR: @ RESIDENTIAL ADDRESS ON FILE, NATURE: NON PROFIT ORGANIZATION, POSITION: FOUNDER, START: 10/2/2025, NO HR/MO: 5 NO HR/MO DUR TRADING:0 DUTIES: PROVIDE DIRECTION ON MISSION, VISION AND STRATEGIC INITIATIVES. SUPPORT FUNDRAISING EFFORTS, CULTIVATE DONOR RELATIONSHIPS AND PROMOTE COMMUNITY AWARENESS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-10-24 |
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