Stephen Michael Whyte

Current Employers

Employment History

• 11/2004 → Present
  Whyte & Associates, Inc.
  Rancho Cucamonga, CA
• 06/2013 → 10/2023
  Crown Capital Securities, Lp
  Orange, CA
• 06/2022 → Present
  Pinnacle Wealth Management Inc.
  Rancho Cucamonga, CA
• 11/2023 → 09/2025
  Avantax Investment Services Inc.
  Rancho Cucamonga, CA
• 11/2023 → 09/2025
  Avantax Advisory Services
  Rancho Cucamonga, CA
• 11/2023 → 09/2025
  Avantax Insurance Agency, Llc
  Rancho Cucamonga, CA
• 11/2004 → Present
  Whyte & Associates Inc .
  Rancho Cucamonga, CA
• 06/2022 → Present
  Pinnacle Wealth Management Inc
  Rancho Cucamonga, CA
• 11/2004 → Present
  Whyte & Associates Inc .
  Rancho Cucamonga, CA
• 06/2022 → Present
  Pinnacle Wealth Management Inc
  Rancho Cucamonga, CA
• 01/2009 → Present
  Lisa Bruns Living Trust
  Rancho Cucamonga, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rancho Cucamonga, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-12-19 → 2025-09-05
  Avantax Advisory Services
  Rancho Cucamonga, CA
  Dallas, TX

Other Businesses

1) BENTLEY FAMILY TRUST; POSITION: Trustee NATURE: Long time family friend tax client non-investment client has made me their trustee. I simply am the trustee and work closely with the family for all of their bill pay tax and financial solutions. This is not an investment client and I do not make investment decisions alone for them. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2009' ADDRESS: 10370 Commerce Center Dr, Suite 130, Rancho Cucamonga CA 91739, United States; DESCRIPTION: Pay their bills and manage their day-to-day affairs. helping with the tax planning and division of property 2) WHYTE & ASSOCIATES INC .; POSITION: CEO NATURE: Income Tax Accounting payroll and business advisory practice. I am the primary managing partner and shareholder. We do income tax accounting payroll tax planning and business advisory. Tax preparation accounting payroll Entity Formation only. No investment related activity. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 11/23/2004; ADDRESS: 10370 Commerce Center Dr, Suite 130, Rancho Cucamonga CA 91739, United States; DESCRIPTION: Manage all aspects of the day-to-day operations.Prepare +/- 600 1040 and +/- 75 1041 tax returns.Oversee and manage new client acquisition with a Jr partner.Review all other tax preparers workManage all aspects of our HR 3) PINNACLE WEALTH MANAGEMENT INC; POSITION: ceo NATURE: this entity is where all of our investment related activity is reported. We provide investment planning, retirement and estate planning, financial planning and tax planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 06/02/2022; ADDRESS: 10370 Commerce center Dr, Suite 130, Rancho Cucamonga CA 91730, United States; DESCRIPTION: This is where I will manage my entire investment practice. I do day to day management of all aspects,clients,staff,other advisors.. I meet with clients, provide investment reviews, and provide investment guidance. 4) Lisa Bruns Living Trust; successor trustee; Rest assured, this transition will not disrupt the client's financial affairs or investment strategies. The replacement trustee is committed to maintaining the same level of diligence and professionalism in managing the trust's assets. I am fully cooperating with the new trustee to ensure a smooth transfer of responsibilities.; NIR; 0; 01/15/2009; 10370 Commerce Center Dr Rancho Cucamonga CA 91730; None currently as I am trustee in the event of her passing or incapacity

Exams

• S66 Uniform Combined State Law Examination
  2014-02-26

Other Names

• Steve Whyte
• Stephen M Whyte
• Stephen Whyte
• Sm Whyte