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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-07-18 |
| TX | RA | APPROVED_RES | 2015-02-10 |
| MD | RA | APPROVED | 2014-07-03 |
Branch Locations
2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States
Washington, DC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Washington | DC | 06/2011 | Present |
| City National Bank | Washington | DC | 08/2022 | Present |
1) NAME OF ENTITY: Girls on the Run of Montgomery County ADDRESS: 11821 Parklawn Drive Suite 125 Rockville, MD 20852 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Serve on Board of Directors CAPACITY: Board of Directors * START DATE: 07/07/23 DUTIES: As a board member, I will bring my unique qualities, knowledge and experience to the organization with the objective of enhancing the board's ability to reach its goals. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Sulgrave Club Inc ADDRESS: 1801 Massachusetts Ave NW, Washington, DC, 20036 INVESTMENT/NOT INVESTMENT RELATED: Yes, A general member of the Finance and Audit Committee is expected to attend all the meetings, having read the financial reports and any other materials in advance. BUSINESS DESCRIPTION: Private Company START DATE:01/06/2025 CAPACITY: General Member of the Finance and Audit Committee DUTIES: The Finance and Audit Committee is headed by the Treasurer and Assistant Treasurer. About ten resident members of the Club serve on the committee as general members. A general member of the Finance and Audit Committee is expected to attend all the meetings, having read the financial reports and any other materials in advance. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-30 |
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