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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-06 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
St. Augustine, FL • United States
1605 Main Street #1004, Sarasota, FL 34236 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securites,Llc | Sarasota | FL | 05/2000 | 11/2024 |
| The Prudential Insurance Company Of America | Sarasota | FL | 05/2000 | Present |
| Lpl Enterprise, Llc | Sarasota | FL | 11/2024 | Present |
1) 10/08/2024 - Laino and Associates Financial Group, Inc. - Business Owner - start date 11/15/2005 - Sarasota, FL - 160 hrs/mth 2) 10/08/2024 - Wealth Protection Strategies - Owner - DBA for LPL Business (entity for LPL business) - start date 11/15/2005 - at reported business location(s) - investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-01 |
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