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Andrew Edward Laino

LPl Enterprise, LLC

St. Augustine, FL

Sarasota, FL

CRD 4174745

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-06
TX RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

St. Augustine, FL • United States

1605 Main Street #1004, Sarasota, FL 34236 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securites,Llc Sarasota FL 05/2000 11/2024
The Prudential Insurance Company Of America Sarasota FL 05/2000 Present
Lpl Enterprise, Llc Sarasota FL 11/2024 Present
  • 05/2000 → 11/2024
    Pruco Securites,Llc
    Sarasota, FL
  • 05/2000 → Present
    The Prudential Insurance Company Of America
    Sarasota, FL
  • 11/2024 → Present
    Sarasota, FL
Previous Registrations
  • 2000-05-19 → 2024-11-14
    Jacksonville, FL
    Jacksonville, FL
    Macclenny, FL
    Jacksonville, FL
    Sarasota, FL
    Sarasota, FL
Other Businesses

1) 10/08/2024 - Laino and Associates Financial Group, Inc. - Business Owner - start date 11/15/2005 - Sarasota, FL - 160 hrs/mth 2) 10/08/2024 - Wealth Protection Strategies - Owner - DBA for LPL Business (entity for LPL business) - start date 11/15/2005 - at reported business location(s) - investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-01
  • S66 Uniform Combined State Law Examination
    2000-06-01
Other Names
  • Andrew E Laino
  • Andy Laino

View on SEC IAPD

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