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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
5454 S 76Th St, Greendale, WI 53129 • United States
7600 W Layton Avenue, Milwaukee, WI 53220 • United States
Muskego, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&I Brokerage Services | Milwaukee | WI | 02/2007 | Present |
| Bmo Harris Bank Na | Milwaukee | WI | 07/2011 | Present |
| M&I Insurance Services | Milwaukee | WI | 01/2007 | Present |
| M&I Trust Company | Milwaukee | WI | 01/2007 | Present |
| Bmo Harris Financial Advisors, Inc. | Milwaukee | WI | 08/2012 | Present |
| Lpl Financial Llc | Greendale | WI | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - GREENDALE, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-06 |
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