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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-03 |
| ID | RA | APPROVED | 2025-08-29 |
| WA | RA | APPROVED | 2025-08-29 |
Branch Locations
9 Tenth St, Priest River, ID 83856 • United States
1420 5Th Ave Suite 2625, Seattle, WA 98101 • United States
5250 Old Orchard Rd Suite 300, Skokie, IL 60077 • United States
515 Pine St Ste D, Sandpoint, ID 83864 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insurance Agent - Independent | Tacoma | WA | 07/2011 | 10/2017 |
| One Oak Wealth Management | Seattle | WA | 10/2018 | 02/2019 |
| Lpl Financial, Llc | Seattle | WA | 08/2018 | 08/2021 |
| One Oak Wealth Management | Seattle | WA | 10/2018 | 08/2021 |
| Kent Cashman State Farm | Gig Harbor | WA | 09/2017 | 09/2018 |
| Columbia River Advisors | Tacoma | WA | 01/2013 | 06/2017 |
| Unemployed | Tacoma | WA | 07/2017 | 08/2017 |
| Northwestern Mutual Investment Services Llc | Seattle | WA | 08/2021 | 08/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2022 | 08/2025 |
| Cetera Advisors Llc | St Cloud | MN | 08/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2025 | Present |
| Anderson, Foe, Kent, Madsen & Assoc Llc Dba Pillar Financial Grp | Seattle | WA | 08/2021 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2014; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ANDERSON, FOE, KENT, MADSEN & ASSOCIATES, LLC DBA PILLAR FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR SECURITIES BUSINESS; START DATE: 08/2021; POSITION/TITLE/RELATIONSHIP: PRIVATE WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: MANAGE CLIENT RELATIONSHIPS;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-11 |
| S65 | Uniform Investment Adviser Law Examination | 2013-10-23 |
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