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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-03
ID RA APPROVED 2025-08-29
WA RA APPROVED 2025-08-29
  • IL RA
    APPROVED
    Since 2025-09-03
  • ID RA
    APPROVED
    Since 2025-08-29
  • WA RA
    APPROVED
    Since 2025-08-29

Branch Locations

Tacoma, WA • United States

9 Tenth St, Priest River, ID 83856 • United States

1420 5Th Ave Suite 2625, Seattle, WA 98101 • United States

5250 Old Orchard Rd Suite 300, Skokie, IL 60077 • United States

515 Pine St Ste D, Sandpoint, ID 83864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance Agent - Independent Tacoma WA 07/2011 10/2017
One Oak Wealth Management Seattle WA 10/2018 02/2019
Lpl Financial, Llc Seattle WA 08/2018 08/2021
One Oak Wealth Management Seattle WA 10/2018 08/2021
Kent Cashman State Farm Gig Harbor WA 09/2017 09/2018
Columbia River Advisors Tacoma WA 01/2013 06/2017
Unemployed Tacoma WA 07/2017 08/2017
Northwestern Mutual Investment Services Llc Seattle WA 08/2021 08/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2022 08/2025
Cetera Advisors Llc St Cloud MN 08/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2025 Present
Anderson, Foe, Kent, Madsen & Assoc Llc Dba Pillar Financial Grp Seattle WA 08/2021 Present
  • 07/2011 → 10/2017
    Insurance Agent - Independent
    Tacoma, WA
  • 10/2018 → 02/2019
    One Oak Wealth Management
    Seattle, WA
  • 08/2018 → 08/2021
    Seattle, WA
  • 10/2018 → 08/2021
    One Oak Wealth Management
    Seattle, WA
  • 09/2017 → 09/2018
    Kent Cashman State Farm
    Gig Harbor, WA
  • 01/2013 → 06/2017
    Tacoma, WA
  • 07/2017 → 08/2017
    Unemployed
    Tacoma, WA
  • 08/2021 → 08/2025
    Seattle, WA
  • 03/2022 → 08/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 08/2025 → Present
    Schaumburg, IL
  • 08/2021 → Present
    Anderson, Foe, Kent, Madsen & Assoc Llc Dba Pillar Financial Grp
    Seattle, WA
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2014; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ANDERSON, FOE, KENT, MADSEN & ASSOCIATES, LLC DBA PILLAR FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR SECURITIES BUSINESS; START DATE: 08/2021; POSITION/TITLE/RELATIONSHIP: PRIVATE WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: MANAGE CLIENT RELATIONSHIPS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-06-11
S65 Uniform Investment Adviser Law Examination 2013-10-23
  • S63 Uniform Securities Agent State Law Examination
    2019-06-11
  • S65 Uniform Investment Adviser Law Examination
    2013-10-23
Other Names
  • Nathanael J Breitenberg
  • Nathanael Jon Breitenberg
  • Nathanael Breitenberg
  • Nat Breitenberg

View on SEC IAPD

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