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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-06 |
| CA | RA | APPROVED | 2022-06-02 |
Branch Locations
25 Cadillac Drive Suite 260, Sacramento, CA 95825 • United States
1410 Rocky Ridge Dr Ste 330, Roseville, CA 95661 • United States
Sacramento, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Sacramento | CA | 05/2014 | Present |
| Mml Investors Services Llc | Sacramento | CA | 05/2014 | Present |
NAME: ROB CHASE: INV REL: Y ADD: 25 CADILLAC DRIVE STE 260 ROSEVILLE CA 95661 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH POSITION: AGENT START DATE: 2012 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-25 |
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