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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-11-24 |
Branch Locations
200 Crescent Court Suite 1500, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 06/2012 | Present |
(1) Name of Entity – N/A - Address – N/A - Business Description – Family Trust/Estate - Business is/is not investment related – Is not investment related - Projected Start Date: Apr 15, 2026 - Capacity: Executor/Beneficiary - Duties Performed: General Management - Hours Devoted to this OBA: <1 - Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-18 |
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