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Anthony James Loreti

Rbc Capital Markets, LLC

Dallas, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-24
  • TX RA
    APPROVED
    Since 2014-11-24

Branch Locations

200 Crescent Court Suite 1500, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 06/2012 Present
Other Businesses

(1) Name of Entity – N/A - Address – N/A - Business Description – Family Trust/Estate - Business is/is not investment related – Is not investment related - Projected Start Date: Apr 15, 2026 - Capacity: Executor/Beneficiary - Duties Performed: General Management - Hours Devoted to this OBA: <1 - Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-18
  • S66 Uniform Combined State Law Examination
    2013-01-18

View on SEC IAPD

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