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4700 N. River Blvd Ne, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-10-10 |
Branch Locations
4700 N. River Blvd Ne, Cedar Rapids, IA 52411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cedar Rapids | IA | 03/2016 | 10/2017 |
| Basepoint Wealth, Llc | Cedar Rapids | IA | 10/2017 | Present |
1) Other business activity; Soccer Official; Sole Proprietorship ; Independently contracted soccer official; Referee; Not Investment related; August 1998; 1-9 hours per month; 0 During trading hours/ Expert Witness; Sole Proprietorship; Expert Witness; Expert Witness; Cedar Rapids, IA 52403; Not investment related; June 2017; 1-9 hours per month; 0 during trading hours. 2) Basepoint Tax & Accounting LLC; Partner; investment related: No; 4144 Golf Street NE, Cedar Rapids, IA 52402; Basepoint Tax & Accounting LLC is an accounting firm that handles bookkeeping, payroll, accounting, and tax preparation for its client base; Duties: Leadership and management; 2021-06-30; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5; 3) Cedar Rapids Community Schools Foundation Board of Trustees; 2500 Edgewood Road NW, Cedar Rapids, Iowa 52405; February 2020 to current; 1-3 hours per month, not during business hours; Position: Trustee, Treasurer; Non-investment related 4) Contract Sale of House; Not investment related; August 1, 2025 start; No time spent; Description: home sold on contract
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-21 |
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