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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-05-19 |
| TX | RA | APPROVED | 2020-05-19 |
Branch Locations
2229 E Grantview Lane #1, Coralville, IA 52241 • United States
3200 37Th Ave. Sw, Cedar Rapids, IA 52404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diamond Dreams Sports Academy | Iowa City | IA | 05/2011 | 08/2018 |
| Regina High School | Iowa City | IA | 12/2012 | 03/2019 |
| Voya Financial Advisors | Coralville | IA | 09/2014 | 05/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/19/2020, AS ADVISORY REP OF A RIA, INV REL, 160 HRS/MO 120 HRS/MO TRADING 2) BUSINESS & FINANCIAL STRATEGIES LLC, 2229 E GRANTVIEW LANE STE 1 CORALVILLE IA, 06/2011, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HRS/MO 8 HRS/MO TRADING 3) BUSINESS AND FINANCIAL STRATEGIES LLC, 2229 E GRANTVIEW LANE SUITE 1 CORALVILLE IA, 06/2011, OWNER, DBA, INV REL, 160 HRS/MO 160 HRS/MO TRADING 4) REGINA FOUNDATION, 2140 ROCHESTER AVE IOWA CITY, IA, 08/2021, VOLUNTEER COMMITTEE MEMBER, NIR, 1 HR/MO 0 HR/MO TRADING 5) BFS CORALVILLE LLC, 2229 E GRANTVIEW LN SUITE 1 CORALVILLE IA, 01/2023, OWNER, BUSINESS ENTITY, INV REL, 30 HRS/MO 30 HRS/MO TRADING 6) JOHNSON COUNTY I-CLUB, 2425 PRAIRIE IOWA CITY IA 52242, 11/20/2013, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO 2 HR/MO TRADING 7) PACHA INVESTMENTS LLC, 601 NEX AVE, IOWA CITY IA 52240, 12/2023, OWNER, HOLDING COMPANY FOR OWNERSHIP OF BFS CORALVILLE, LLC SHARES, NIR, 0 HR/MO - 0 HR/MO TRADING. 8) JJP 2, LLC, 4140 Grand Ave., Des Moines IA 50312, 12/2024, Owner, Owner/Partner of a Business Entity, INV REL, 2 HR/MO - 1 HR/MO TRADING. 9) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, 01/2025, Partner, DBA Name, INV REL, 180 HR/MO, 140 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-28 |
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