Barclay Vajda

398 S Mill Avenue Suite 302, Tempe, AZ 85281 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-12-06
NY	RA	APPROVED	2021-11-08
AZ	RA	APPROVED	2021-11-03
FL	RA	APPROVED	2021-10-29
TX	RA	APPROVED	2021-10-26
CA	RA	APPROVED	2021-10-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	10/2016	07/2017
Unemployed	Scottsdale	AZ	06/2015	10/2016
Charles Schwab & Co., Inc.	Phoenix	AZ	07/2017	04/2021
American United Life	Scottsdale	AZ	09/2020	09/2021
Oneamerica Securities	Scottsdale	AZ	10/2020	09/2021
Pacific Capital	Scottsdale	AZ	07/2020	09/2021
Unemployed	Fountain Hills	AZ	04/2020	06/2020
Embark Wealth Management	Tempe	AZ	09/2021	Present
Embark Wealth Management	New York	NY	09/2021	Present
Spence, Cassidy And Associates	Scottsdale	AZ	10/2020	09/2021

10/2016 → 07/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
06/2015 → 10/2016

Unemployed

Scottsdale, AZ
07/2017 → 04/2021

Charles Schwab & Co., Inc.

Phoenix, AZ
09/2020 → 09/2021

American United Life

Scottsdale, AZ
10/2020 → 09/2021

Oneamerica Securities

Scottsdale, AZ
07/2020 → 09/2021

Pacific Capital

Scottsdale, AZ
04/2020 → 06/2020

Unemployed

Fountain Hills, AZ
09/2021 → Present

Embark Wealth Management

Tempe, AZ
09/2021 → Present

Embark Wealth Management

New York, NY
10/2020 → 09/2021

Spence, Cassidy And Associates

Scottsdale, AZ

2020-10-02 → 2021-09-28

Oneamerica Securities, Inc.

Indianapolis, IN

Scottsdale, AZ
2017-09-22 → 2020-03-28

Charles Schwab & Co., Inc.

Phoenix, AZ
2017-03-13 → 2017-07-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Mr. Vajda is a licensed insurance agent.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-10
S63	Uniform Securities Agent State Law Examination	2000-10-09

Other Firms