Rochelle Lee Forrest

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 03/2017
  Stifel, Nicolaus & Company, Incorporated
  Longmeadow, MA
• 03/2017 → 09/2025
  Avantax Investment Services, Inc.
  Longmeadow, MA
• 03/2017 → 09/2025
  Avantax Advisory Services
  Longmeadow, MA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Longmeadow, MA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-04-04 → 2025-09-05
  Avantax Advisory Services
  Longmeadow, MA
• 2008-04-02 → 2017-04-04
  Stifel, Nicolaus & Company, Incorporated
  Enfield, CT

Other Businesses

1) Outside Business Activity Manager 06/08/2021 - 1:32 AM; DBA; NIR; 0; 04/02/2020; FORREST INVESTMENT SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-26
• S63 Uniform Securities Agent State Law Examination
  2002-08-30

Other Names

• Rochelle Lee Broomfield
• Rochelle Lee Forrest
• Rochelle L Forrest