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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-07-02 |
Branch Locations
6940 O Street Suite 300, Lincoln, NE 68510 • United States
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heartland Sales | Lincoln | NE | 11/2002 | Present |
| Lpl Financial, Llc | Lincoln | NE | 08/2010 | 03/2017 |
| Executive Wealth Management | Lincoln | NE | 09/2015 | 03/2017 |
| Buckingham Strategic Wealth, Llc | St. Louis | MO | 04/2017 | Present |
| The Colony Group, Llc | Boston | MA | 07/2024 | Present |
(1) 08/05/2010: Heartland Sales - Outside/W-2 Employment - INV REL - At Reported Business Location(s) - 1% Time Spent - Office Manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-23 |
| S66 | Uniform Combined State Law Examination | 2002-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-02 |
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