Best Investors Account Sign in

Connor James Wiesner

Wells Fargo Clearing Services, LLC

Milwaukee, WI

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-07-28
  • WI RA
    APPROVED
    Since 2025-07-28

Branch Locations

111 E Kilbourn Ave Fl 24 [Support Center], Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Milwaukee WI 10/2015 10/2017
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 10/2017 06/2018
Lincoln Financial Advisors Waukesha WI 06/2018 07/2019
Unemployed Hartland WI 08/2019 12/2019
Refinitiv, An Lseg Company Brookfield WI 01/2020 05/2022
Ameritas Investment Company, Llc Lincoln NE 06/2022 12/2023
Ameritas Advisory Services, Llc Lincoln NE 06/2022 12/2023
U.S. Bancorp Investments, Inc. Pewaukee WI 12/2023 05/2024
Principal Life Insurance Company Wauwatosa WI 05/2024 07/2025
Principal Securities, Inc. Wauwatosa WI 05/2024 07/2025
Wells Fargo Clearing Services, Llc Milwaukee WI 07/2025 Present
  • 10/2015 → 10/2017
    Northwestern Mutual
    Milwaukee, WI
  • 10/2017 → 06/2018
    Wells Fargo Funds Distributor, Llc
    Menomonee Falls, WI
  • 06/2018 → 07/2019
    Lincoln Financial Advisors
    Waukesha, WI
  • 08/2019 → 12/2019
    Unemployed
    Hartland, WI
  • 01/2020 → 05/2022
    Refinitiv, An Lseg Company
    Brookfield, WI
  • 06/2022 → 12/2023
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 06/2022 → 12/2023
    Ameritas Advisory Services, Llc
    Lincoln, NE
  • 12/2023 → 05/2024
    U.S. Bancorp Investments, Inc.
    Pewaukee, WI
  • 05/2024 → 07/2025
    Principal Life Insurance Company
    Wauwatosa, WI
  • 05/2024 → 07/2025
    Principal Securities, Inc.
    Wauwatosa, WI
  • 07/2025 → Present
    Wells Fargo Clearing Services, Llc
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-22
S63 Uniform Securities Agent State Law Examination 2022-06-25
  • S66 Uniform Combined State Law Examination
    2023-12-22
  • S63 Uniform Securities Agent State Law Examination
    2022-06-25
Designations
Other Names
  • Connor Wiesner
  • Connor James Wiesner
  • Connor J Wiesner

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

More in Milwaukee, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor