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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-01-30
  • MA RA
    APPROVED
    Since 2017-01-30

Branch Locations

1415 Vantage Park Drive, Charlotte, NC 28203 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Boston MA 06/2011 10/2021
Allspring Funds Distributor, Llc Boston MA 11/2021 12/2025
Allspring Funds Management, Llc Boston MA 11/2021 Present
Allspring Funds Distributor, Llc Boston MA 01/2026 Present
  • 06/2011 → 10/2021
    Wells Fargo Funds Distributor, Llc
    Boston, MA
  • 11/2021 → 12/2025
    Allspring Funds Distributor, Llc
    Boston, MA
  • 11/2021 → Present
    Boston, MA
  • 01/2026 → Present
    Allspring Funds Distributor, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-15
S63 Uniform Securities Agent State Law Examination 2011-08-25
  • S65 Uniform Investment Adviser Law Examination
    2012-10-15
  • S63 Uniform Securities Agent State Law Examination
    2011-08-25
Other Names
  • Evan J Mccarthy

View on SEC IAPD

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