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Tara G Shulman

Compound Planning, Inc.

Rumson, NJ

New York, NY

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Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-12
NJ RA APPROVED 2025-12-10
LA RA APPROVED 2025-01-09
TX RA APPROVED_RES 2024-01-03
CA RA APPROVED 2024-01-02
  • NY RA
    APPROVED
    Since 2025-12-12
  • NJ RA
    APPROVED
    Since 2025-12-10
  • LA RA
    APPROVED
    Since 2025-01-09
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • CA RA
    APPROVED
    Since 2024-01-02

Branch Locations

Rumson, NJ • United States

115 Broadway 5Th Floor, New York, NY 10006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 09/2012 08/2017
Janney Montgomery Scott Llc New York NY 08/2017 01/2021
Compound Advisers, Inc San Francisco CA 01/2021 12/2023
Compound Planning New York NY 12/2023 Present
  • 09/2012 → 08/2017
    Ubs Financial Services
    New York, NY
  • 08/2017 → 01/2021
    Janney Montgomery Scott Llc
    New York, NY
  • 01/2021 → 12/2023
    Compound Advisers, Inc
    San Francisco, CA
  • 12/2023 → Present
    Compound Planning
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-28
  • S66 Uniform Combined State Law Examination
    2015-02-28
Other Names
  • Tara Shulman
  • Tara G Shulman

View on SEC IAPD

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