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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-09-05 |
| TX | RA | APPROVED | 2019-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 10/2013 | Present |
| Self Employed | Salisbury | NC | 02/2018 | Present |
| Self Employed | Salisbury | NC | 02/2019 | Present |
| Self Employed | Monroe | NC | 02/2019 | 11/2021 |
| Rev.COm | Salisbury | NC | 02/2021 | Present |
| Teespring, Inc | San Francisco | CA | 02/2021 | 02/2026 |
| Redbubble, Inc | San Francisco | CA | 02/2021 | 02/2026 |
| E.JUry | Salisbury | NC | 12/2021 | 02/2026 |
| Data Annotation Tech | New York | NY | 01/2024 | 02/2026 |
| Vanguard Marketing Corporation | Charlotte | NC | 10/2013 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 09/2019 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: SALISBURY, NC NATURE OF BUSINESS: TRANSPORTATION POSITION: CONTRACTED WITH LYFT START DATE: 02/2018 APPROXIMATE HOURS/MONTH:15 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRIVER NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: SALISBURY, NC NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WTH DOORDASH START DATE: 2/2019 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FOOD DELIVERY NAME OF BUSINESS: REV.COM NON-INVESTMENT RELATED ADDRESS: SALISBURY, NC NATURE OF BUSINESS: TRANSCRIPTION POSITION: TRANSCRIPTIONIST START DATE: 2/2021 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AUDIO TRANSCRIPTION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-06 |
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