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Joseph Tsuyu Guo

Empath Wealth

Torrance, CA

CRD 5939645

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Employer firm

Empath Wealth CRD 334259

$1.17M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Empath Wealth

Torrance, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-27
  • CA RA
    APPROVED
    Since 2025-02-27

Branch Locations

Torrance, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Glendale CA 04/2013 09/2020
Empath Wealth Llc Torrance CA 10/2024 Present
N/A Los Angeles CA 10/2020 09/2024
  • 04/2013 → 09/2020
    Ameriprise Financial
    Glendale, CA
  • 10/2024 → Present
    Empath Wealth Llc
    Torrance, CA
  • 10/2020 → 09/2024
    N/A
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-19
  • S66 Uniform Combined State Law Examination
    2012-01-19
Designations
  • Certified Financial Planner
Other Names
  • Joseph Tsu-Yu Guo

View on SEC IAPD

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