Inactive

Joseph Tsuyu Guo

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Current Employers

Empath Wealth

Torrance, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-27

CA RA
APPROVED

Since 2025-02-27

Branch Locations

Torrance, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial	Glendale	CA	04/2013	09/2020
Empath Wealth Llc	Torrance	CA	10/2024	Present
N/A	Los Angeles	CA	10/2020	09/2024

04/2013 → 09/2020

Ameriprise Financial

Glendale, CA
10/2024 → Present

Empath Wealth Llc

Torrance, CA
10/2020 → 09/2024

N/A

Los Angeles, CA

Previous Registrations

2013-05-09 → 2020-09-08

Ameriprise Financial Services, Llc

Glendale, CA
2012-01-20 → 2012-03-07

Waddell & Reed

Brea, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-19

S66 Uniform Combined State Law Examination

2012-01-19

Designations

Other Names

Joseph Tsu-Yu Guo

View on SEC IAPD

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