Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-28
CO RA APPROVED 2025-05-27
  • TX RA
    APPROVED
    Since 2025-07-28
  • CO RA
    APPROVED
    Since 2025-05-27

Branch Locations

Marblehead, MA • United States

280 Congress St Suite 1300, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Waltham MA 11/2014 03/2017
New York Life Insurance Co Waltham MA 11/2014 03/2017
Eagle Strategies Llc Waltham MA 09/2016 03/2017
Massmutual Life Insurance Co Boston MA 03/2017 10/2017
Mml Investors Services, Llc Boston MA 04/2017 10/2017
Everquote, Inc Cambridge MA 01/2018 12/2018
Citizens Securities, Inc. Reading MA 12/2018 03/2020
Guardian Life Insurance Company Middleton MA 03/2020 05/2025
Park Avenue Securities Llc Middleton MA 05/2020 05/2025
Massmutual Life Insurance Co Boston MA 05/2025 Present
Mml Investors Services, Llc Boston MA 05/2025 Present
Unemployed Swampscott MA 10/2017 01/2018
  • 11/2014 → 03/2017
    Nylife Securities Llc
    Waltham, MA
  • 11/2014 → 03/2017
    New York Life Insurance Co
    Waltham, MA
  • 09/2016 → 03/2017
    Waltham, MA
  • 03/2017 → 10/2017
    Massmutual Life Insurance Co
    Boston, MA
  • 04/2017 → 10/2017
    Boston, MA
  • 01/2018 → 12/2018
    Everquote, Inc
    Cambridge, MA
  • 12/2018 → 03/2020
    Reading, MA
  • 03/2020 → 05/2025
    Guardian Life Insurance Company
    Middleton, MA
  • 05/2020 → 05/2025
    Middleton, MA
  • 05/2025 → Present
    Massmutual Life Insurance Co
    Boston, MA
  • 05/2025 → Present
    Boston, MA
  • 10/2017 → 01/2018
    Unemployed
    Swampscott, MA
Previous Registrations
Other Businesses

NAME: Charles Floeckher, INV REL: Y, ADD: 280 Congress Street, Suite 1300, Boston, MA 02210, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 05/15/2025, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 10, DUTIES: Life, Long-term care, Fixed annuities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-10
  • S66 Uniform Combined State Law Examination
    2012-04-10
Designations
Other Names
  • Charles Floeckher
  • Charles Prosser Floeckher

View on SEC IAPD

More in Marblehead, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor