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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-01-30 |
Branch Locations
750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Houston | TX | 12/2012 | Present |
(1) BLAKE & JACLYN RUSK; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: GARAGE APARTMENT RENTAL; NOT INVESTMENT RELATED; START DATE: 08/15/2017; CAPACITY: OWNER-ACTIVE; DUTIES: MANAGE PROPERTY; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE. (2) GARAGE APARTMENT; ADDRESS: PERSONAL ADDRESS; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: GARAGE APARTMENT; CAPACITY: I WILL BE PROPERTY MANAGER; START DATE: 10/1/2018; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1. (3) R-OIL LLC.; ADDRESS: PERSONAL ADDRESS; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: OIL PIPELINE SHIPPER; CAPACITY: SOLE PROPRIETOR, OWNER-ACTIVE; START DATE: 11/1/2018; DUTIES: RESPONDING TO EMAILS, SENDING WIRES, SIGNING PAPERWORK; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-29 |
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