Daniel Charles Southworth

Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2019
  Summit Brokerage Services
  Ponte Vedra, FL
• 06/2015 → 05/2020
  Summit Financial Group
  Ponte Vedra, FL
• 02/2020 → 12/2025
  Apex Pinnacle Investments And Planning
  Ponte Vedra Beach, FL
• 09/2019 → 05/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2020 → Present
  Arete Wealth Management Llc
  Chicago, IL
• 05/2020 → Present
  Arete Wealth Advisor Llc
  Chicago, IL
• 02/2020 → 05/2026
  Mckinley Wealth
  Ponte Vedra, FL
• 05/2026 → Present
  Anchored Wealth Advisors
  Ponte Vedra Beach, FL

Previous Registrations

• 2015-07-22 → 2020-05-19
  Summit Financial Group Inc
  Ponte Vedra, FL
• 2011-08-30 → 2014-05-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Other Businesses

1) Anchored Wealth Advisors, dba, Ponte Vedra Beach, FL, Broker, 160 per month during trading hours, start date: 05/2026

Exams

• S66 Uniform Combined State Law Examination
  2011-08-29

Other Names

• Daniel Charles Southworth
• Daniel C Southworth