Joel H Cohen

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2022-11-09
IL	RA	APPROVED	2014-05-23
TX	RA	APPROVED	2014-05-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	08/2013	Present
Wisco Water, Llc.	Madison	WI	08/2012	Present
Bank Of America, N.A.	Chicago	IL	07/2015	Present

08/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
08/2012 → Present

Wisco Water, Llc.

Madison, WI
07/2015 → Present

Bank Of America, N.A.

Chicago, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-05-20
S63	Uniform Securities Agent State Law Examination	2014-04-29

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