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Earl R. Miller

Roffman Miller Associates Inc

Philadelphia, PA

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Current Employers
Roffman Miller Associates Inc

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-10-19
PA RA APPROVED 2018-11-14
  • NJ RA
    APPROVED
    Since 2020-10-19
  • PA RA
    APPROVED
    Since 2018-11-14

Branch Locations

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mainline Investment Partners Llc Wynnewood PA 10/2014 09/2018
Mainline Private Wealth Llc Wynnewood PA 10/2014 09/2018
Mainline Securities Llc Wynnewood PA 07/2015 09/2018
Roffman Miller Philadelphia PA 09/2018 Present
  • 10/2014 → 09/2018
    Mainline Investment Partners Llc
    Wynnewood, PA
  • 10/2014 → 09/2018
    Mainline Private Wealth Llc
    Wynnewood, PA
  • 07/2015 → 09/2018
    Mainline Securities Llc
    Wynnewood, PA
  • 09/2018 → Present
    Roffman Miller
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-20
  • S66 Uniform Combined State Law Examination
    2011-10-20
Other Names
  • Earl Miller

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
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MORGAN STANLEY · Philadelphia, PA
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