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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-23 |
| PA | RA | APPROVED | 2025-09-23 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacer Financial, Inc. | Paoli | PA | 05/2016 | 10/2016 |
| Delaware Investments | Philadelphia | PA | 10/2016 | 08/2022 |
| Macquarie Investment Management Business Trust | Philadelphia | PA | 04/2020 | 08/2022 |
| Inland Securities Corporation | Oak Brook | IL | 08/2022 | 08/2025 |
| Neuberger Berman | New York | NY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-23 |
| S66 | Uniform Combined State Law Examination | 2011-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-10 |
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