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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-04-02
  • AL RA
    APPROVED
    Since 2015-04-02

Branch Locations

Opelika, AL • United States

1600 Division St Suite 610, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Opelika KS 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Opelika, KS
Other Businesses

NAME OF ENTITY:LAXSON FINANCIAL GROUP; Yes; 1461 GATEWAY DRIVE; OPELIKA; AL; 36804; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR; 2/16/2016; 80; 80; FINANCIAL SERVICES,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY: Independent Insurance Agent; Yes; 1461 GATEWAY DRIVE; OPELIKA; AL; 36804; Fixed insurance sales; Independent Insurance Agent; 7/22/2014; 15; 15; sales of fixed insurance products|NAME OF ENTITY:Auburn University College of Business; No; 405 W Magnolia Ave; Auburn; AL; 36849; A volunteer as a resource for current Auburn University students and alumni to connect with one another; Mentor; 5/1/2022; 4; 4; Mentor|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-02
S63 Uniform Securities Agent State Law Examination 2014-06-18
  • S65 Uniform Investment Adviser Law Examination
    2015-03-02
  • S63 Uniform Securities Agent State Law Examination
    2014-06-18
Designations
  • Certified Financial Planner
Other Names
  • Josh Laxson
  • Josh Sims Laxson

View on SEC IAPD

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