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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-05-16
  • IA RA
    APPROVED
    Since 2025-05-16

Branch Locations

2550 Middle Rd Ste. 300, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Davenport IA 03/2000 07/2019
Morgan Stanley Smith Barney Davenport IA 06/2009 07/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2019
Cutter & Company Brokerage Ballwin MO 07/2019 05/2025
Prospera Financial Services, Inc. Bettendorf IA 05/2025 Present
  • 03/2000 → 07/2019
    Davenport, IA
  • 06/2009 → 07/2019
    Morgan Stanley Smith Barney
    Davenport, IA
  • 01/2015 → 07/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2019 → 05/2025
    Cutter & Company Brokerage
    Ballwin, MO
  • 05/2025 → Present
    Bettendorf, IA
Previous Registrations
  • 2019-07-12 → 2025-05-16
    Cutter & Company, Inc.
    Bettendorf, IA
    Ballwin, MO
    Ballwin, MO
  • 2009-06-01 → 2019-07-16
    Davenport, IA
    Clayton, MO
    Davenport, IA
    Clayton, MO
    Davenport, IA
  • 2000-12-21 → 2009-06-01
    Davenport, IA
    Davenport, IA
Other Businesses

1. 7/12/19 DBA ONLY BUSINESS ENTITY: RIVER CITIES FINANCIAL LLC., 2550 MIDDLE RD STE.300, BETTENDORF, IA 52722/OWNER, 100% TIME. 2. 05/31/24 LAS CASITAS, CASA DE CANTA / RENTAL PROPERTY BEGINNING 09/2024 / OWNER OF CONDOMINIUM / PROPERTY MANAGER WILL HANDLE ALL RENTALS / RENTAL INCOME WILL BE RECEIVED / NOT SECURITIES RELATED / NO HOURS DEVOTED TO ACTIVITY 3. CONGREGATION BETH ISRAEL; INVESTMENT RELATED - NO; 2215 E KIMBERLY RD DAVENPORT, IA 52807; BOARD OF DIRECTORS; BOARD MEMBER; 09/2025; 3 HOURS PER MONTH; 0 DURING TRADING HOURS; SYNAGOGUE-RELIGIOUS SERVICES/PRACTICE, COMMUNITY PHILANTHROPY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-26
S63 Uniform Securities Agent State Law Examination 2000-06-07
  • S65 Uniform Investment Adviser Law Examination
    2000-06-26
  • S63 Uniform Securities Agent State Law Examination
    2000-06-07
Other Names
  • Laura Sue Silverberg
  • Laura Sue Silverberg-Ellis

View on SEC IAPD

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