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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-01
CA RA APPROVED 2017-12-21
  • TX RA
    APPROVED
    Since 2018-02-01
  • CA RA
    APPROVED
    Since 2017-12-21

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gilbert AZ 09/2017 Present
Northmarq Capital Phoenix AZ 12/2011 09/2017
Bank Of America, N.A. Gilbert AZ 11/2017 Present
Other Businesses

I*1140246 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Tempe, Arizona, 85282 Position, title, association: Sole owner, Start date of relationship: 2/1/2023 Number of hours devoted: 5 hrs annually Number of hours devoted during trading hours: 0 Duties: Sole owner of rental property I*: 2743292 Entity Type: Charitable Name of OBA: YMCA - Chandler/Gilbert Branch Address: Chandler, AZ 85224 Investment Related: No Position, Title, Association: Board member Employee Start Date: 10/15/2025Number of Hours: 4 hrs mthly Number of Hours during trading: 1 hr mthly Duties: 1) Meeting Attendance: Board Orientation; 80% of Board meetings and participate in annual Board Retreat; 80% of standing committee meetings 2) Attend at least two YMCA events per year 3) Commit to an annual "give and get" financial goal minimum of $1,500 of which a portion is personal giving 4) Act as an ambassador and advocate for VOS YMCA in the greater community 5) Make decisions on issues, policies, priorities, risk management, goals, and objectives based on careful consideration of the facts and relevant data I*3787269, Entity Type: Entity For Profit, Name of OBA: Hidden Tail Capital, LLC, Address: Cheyenne, Wyoming, 82001, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 02/20/2026, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: maintain legal compliance, recordkeeping, Holding LLC for Arizona LLC that will hold rental property I*3787271, Entity Type: Entity For Profit, Name of OBA: 1933 C, LLC, Address: Las Vegas, Nevada, 89121, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 02/20/2026, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: maintain legal compliance, recordkeeping, Arizona LLC to own rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-20
  • S66 Uniform Combined State Law Examination
    2017-12-20
Other Names
  • Drew Ashcraft

View on SEC IAPD

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