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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-22 |
Branch Locations
4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States
4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States
Legacy Tower 7250 Dallas Parkway, 12Th Floor, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Dallas | TX | 06/2011 | Present |
1. Plaza Moms Society, Plaza Moms have been coming together to share friendship and fun in and around our neighborhoods. We work to provide great activities for kids and their parents and to make our neighborhoods an even greater place to live. If you're a mom or a young lady that that is not a mom, we'd love for you become a part of our group. It's a great way to network within your neighborhood and do something great for yourself and your children.Member of a committee with management / supervisor functions, Treasurer - reimburse committee members for their receipts when organizing, neighborhood events, managing invoices of sponsors, maintaining budget, start date-10/2/2023, Houston Texas United States-77018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-21 |
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