Jasmine Renae Ray

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 01/2017
  Foresters Financial Services
  Monrovia, CA
• 01/2017 → 03/2018
  Foresters Financial Service
  Monrovia, CA
• 01/2017 → 06/2019
  Foresters Advisory Services
  Monrovia, CA
• 03/2018 → 06/2019
  Foresters Financial Services
  Monrovia, CA
• 06/2019 → 12/2021
  Cetera Investment Services Llc
  Monrovia, CA
• 06/2019 → 12/2021
  Cetera Investment Advisers Llc
  Monrovia, CA
• 12/2021 → Present
  Lpl Financial Llc
  Tulsa, OK

Previous Registrations

• 2019-06-19 → 2021-12-17
  Cetera Investment Advisers Llc
  Monrovia, CA
  Tulsa, OK
• 2017-02-10 → 2019-06-20
  Foresters Advisory Services, Llc
  Monrovia, CA

Other Businesses

1) 2021-12-16 - Foresters Financial - Non-Variable Insurance - Y - at reported business location(s) - 2021-12-09 - 3hrs/mth - .5hrs/mth during trading 2) 2021-12-16 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Bamboo Financial Partners / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2021-11-17 - 140hrs/mth - 6hrs/mth during trading 3) 2022-05-12 - none - Other - Rental/Landlord - Y - at reported business location(s) - 2022-04-27 - 2hrs/mth - 0hrs/mth during trading 4) 2023-09-26 - MetCares Foundation - Other - Stipend - - at reported business location(s) - 2023-08-07 - 10hrs/mth - 0hrs/mth during trading 5) 2026-01-05 - Macalester College - Speaker/ Seminar/ Workshops - Y - at reported business location(s) - 2025-12-22 - 0hrs/mth - 0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-21
• S63 Uniform Securities Agent State Law Examination
  2012-07-03

Designations

• Certified Financial Planner

Other Names

• Jasmine Holmes
• Jasmine Renae Ball