Kevin Neal Callaway

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → Present
  Central Bank
  Jefferson City, MO
• 07/2011 → 02/2018
  Invest Financial Corporation
  Jefferson City, MO
• 02/2018 → Present
  Lpl Financial Llc
  Jefferson City, MO

Previous Registrations

• 2011-09-20 → 2018-02-14
  Invest Financial Corporation
  Fulton, MO
  Jefferson City, MO
  Jefferson City, MO

Other Businesses

1. 02/14/2018 - INVESTOR SERVICES INSURANCE - Investment Related - 238 MADISON STREET JEFFERSON CITY MO 65101 - Non-Variable Insurance - Start Date 11/1/2011 - 2 Hours Per Month. 2. 02/14/2018 - CNH MANAGEMENT - Not Investment Related - 2805 MOHAWK DR, JEFFERSON CITY, MO 65101 - Other - Partner. 3. 03/08/2018 - Central Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 6/5/2020 - Rocketown LLC - Investment Related - Jefferson City, MO 65109 & 65101 - Real Estate Rental - Started 04/09/2020 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-16

Other Names

• Kevin Callaway
• Kevin Neal Callaway