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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-01-11 |
| CA | RA | APPROVED | 2018-02-14 |
| MO | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2018-02-14 |
Branch Locations
105 West High Street, Jefferson City, MO 65101 • United States
410 Market St, Fulton, MO 65251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Bank | Jefferson City | MO | 12/2004 | Present |
| Invest Financial Corporation | Jefferson City | MO | 07/2011 | 02/2018 |
| Lpl Financial Llc | Jefferson City | MO | 02/2018 | Present |
1. 02/14/2018 - INVESTOR SERVICES INSURANCE - Investment Related - 238 MADISON STREET JEFFERSON CITY MO 65101 - Non-Variable Insurance - Start Date 11/1/2011 - 2 Hours Per Month. 2. 02/14/2018 - CNH MANAGEMENT - Not Investment Related - 2805 MOHAWK DR, JEFFERSON CITY, MO 65101 - Other - Partner. 3. 03/08/2018 - Central Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 6/5/2020 - Rocketown LLC - Investment Related - Jefferson City, MO 65109 & 65101 - Real Estate Rental - Started 04/09/2020 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-16 |
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