Andrew John Guarente

Raymond James & Associates, Inc.

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-07-07
NJ	RA	APPROVED	2020-11-09
MD	RA	APPROVED	2020-11-06

TX RA
APPROVED

Since 2021-07-07
NJ RA
APPROVED

Since 2020-11-09
MD RA
APPROVED

Since 2020-11-06

Branch Locations

61 S Paramus Rd Suite 360, Paramus, NJ 07652 • United States

2101 Gaither Road Park Plaza I, Suite 100, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	11/2018	06/2020
J.P. Morgan Chase & Co.	New York	NY	11/2013	06/2020
Raymond James & Associates, Inc.	Rockville	MD	06/2020	Present

11/2018 → 06/2020

J.P. Morgan Securities Llc

New York, NY
11/2013 → 06/2020

J.P. Morgan Chase & Co.

New York, NY
06/2020 → Present

Raymond James & Associates, Inc.

Rockville, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-05
S63	Uniform Securities Agent State Law Examination	2019-02-06

S66 Uniform Combined State Law Examination

2020-11-05
S63 Uniform Securities Agent State Law Examination

2019-02-06

View on SEC IAPD

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