Best Investors Account Sign in

Chris Nicholas Paterakos

Ubs Financial Services Inc.

Chicago, IL

Wilmette, IL

CRD 5938073

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-21
IL RA APPROVED 2013-01-25
  • TX RA
    APPROVED_RES
    Since 2019-10-21
  • IL RA
    APPROVED
    Since 2013-01-25

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

Wilmette, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centennial Wilmette IL 06/2005 Present
Ubs Financial Services Chicago IL 10/2012 Present
  • 06/2005 → Present
    Centennial
    Wilmette, IL
  • 10/2012 → Present
    Ubs Financial Services
    Chicago, IL
Other Businesses

CENTENNIAL / TENNIS FACILITY/ 2300 OLD GLENVIEW ROAD WILMETTE, IL 60091 / TENNIS INSTRUCTOR/ START DATE 6/5/2006/ 40 HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-24
  • S66 Uniform Combined State Law Examination
    2013-01-24
Other Names
  • Christopher Nicholas Paterakos

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor