William Arthur Short

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars
HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2007-07-31

FL RA
APPROVED

Since 2007-07-31

Branch Locations

Dunedin, FL • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.W. Cole Financial, Inc.	Tampa	FL	07/2007	Present
J.W. Cole Advisors, Inc.	Tampa	FL	07/2007	Present

07/2007 → Present

J.W. Cole Financial, Inc.

Tampa, FL
07/2007 → Present

J.W. Cole Advisors, Inc.

Tampa, FL

Previous Registrations

2005-10-27 → 2007-08-02

New England Securities

Tampa, FL

Tampa, FL
2002-08-13 → 2005-10-14

Waddell & Reed

Palm Harbor, FL

Other Businesses

1) WILLIAM SHORT/ FIXED INSURANCE/ INSURANCE BROKER OR AGENT/ INVESTMENT RELATED/ 10-20 HOURS PER MONTH 2) GULF COAST FINANCIAL ADVISORS (APPROVED 8/20/2015); DBA; INVESTMENT RELATED; CLEARWATER, FL.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-12

S66 Uniform Combined State Law Examination

2002-07-12

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD