Timothy Charles Simon

Employer firm

The Caprock Group, LLC CRD 124272

$12.5B regulatory AUM 436 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• WEALTH MANAGEMENT & CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 06/2018
  Barclays Capital Inc.
  New York, NY
• 06/2018 → 05/2021
  Rose Management Group
  Greenwich, CT
• 06/2021 → Present
  Grey Street Capital
  Chicago, IL

Previous Registrations

• 2021-06-22 → 2024-04-29
  Grey Street Capital, Llc
  Green Village, NJ
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-06-19
• S63 Uniform Securities Agent State Law Examination
  2014-08-29