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Timothy Charles Simon

The Caprock Group, LLC

Green Village, NJ

Boise, ID

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Current Employers
The Caprock Group, Llc

800 West Main Street Suite 1150, Boise, ID 83702 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-04-25
  • NJ RA
    APPROVED
    Since 2024-04-25

Branch Locations

Green Village, NJ • United States

800 West Main Street Suite 1150, Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barclays Capital Inc. New York NY 07/2014 06/2018
Rose Management Group Greenwich CT 06/2018 05/2021
Grey Street Capital Chicago IL 06/2021 Present
  • 07/2014 → 06/2018
    Barclays Capital Inc.
    New York, NY
  • 06/2018 → 05/2021
    Rose Management Group
    Greenwich, CT
  • 06/2021 → Present
    Grey Street Capital
    Chicago, IL
Previous Registrations
  • 2021-06-22 → 2024-04-29
    Grey Street Capital, Llc
    Green Village, NJ
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-19
S63 Uniform Securities Agent State Law Examination 2014-08-29
  • S65 Uniform Investment Adviser Law Examination
    2021-06-19
  • S63 Uniform Securities Agent State Law Examination
    2014-08-29

View on SEC IAPD

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