Wesley Ryan Merk

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-01-01

WI RA
APPROVED

Since 2025-01-01

Branch Locations

2109 Corporate Dr., Waukesha, WI 53186 • United States

W307 S4823 Hwy 83, Genesee, WI 53127 • United States

2541A E. Main St, East Troy, WI 53120 • United States

W230 S9125 Clark St., Big Bend, WI 53120 • United States

S90 W35680 Hwy Nn., Eagle, WI 53119 • United States

W236S7050 Big Bend Dr, Big Bend, WI 53103 • United States

301 N. Rochester St, Mukwonago, WI 53149 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Big Bend	WI	08/2016	Present
Citizens Bank (Formerly: Citizens Bank Of Mukwonago)	Big Bend	WI	08/2016	Present

08/2016 → Present

Lpl Financial Llc

Big Bend, WI
08/2016 → Present

Citizens Bank (Formerly: Citizens Bank Of Mukwonago)

Big Bend, WI

Other Businesses

1. 8/30/2016: Citizens Bank of Mukwonago - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Investment Consultant - Started 7/25/2015 - Time Spent 5%. 2. 8/30/2016: Citizens of Mukwonago Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 9/2/2016: Citizens Bank - DBA: Citizens Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/25/2016.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-27

S66 Uniform Combined State Law Examination

2016-08-27

Other Names

Wesley R Merk

View on SEC IAPD