Philip Phiphung Nguyen

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-02

CA RA
APPROVED

Since 2025-04-02

Branch Locations

550 South Winchester Blvd Suite 405, San Jose, CA 95128 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities, Llc	San Francisco	CA	03/2012	Present
New York Life Insurance Co	San Jose	CA	01/2014	Present
Eagle Strategies Llc	San Jose	CA	04/2025	Present

03/2012 → Present

Nylife Securities, Llc

San Francisco, CA
01/2014 → Present

New York Life Insurance Co

San Jose, CA
04/2025 → Present

Eagle Strategies Llc

San Jose, CA

Other Businesses

[Commercial Fishing; legal ability to sell my catch; 3042 Silver Est, San Jose, CA 95135; Start Date 09/2023; Role/Title: Commercial Fisherman; Not Investment Related; 18 hours per month; 0 hours per month during securities trading hours]

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-05-07

S63 Uniform Securities Agent State Law Examination

2012-05-07

Designations

Other Names

Phung Phi Nguyen

View on SEC IAPD

Current Employers

Eagle Strategies Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

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