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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-07-06
TX RA APPROVED_RES 2023-07-06
  • DC RA
    APPROVED
    Since 2023-07-06
  • TX RA
    APPROVED_RES
    Since 2023-07-06

Branch Locations

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Washington DC 09/2012 Present
Other Businesses

(1) NAME OF ENTITY: Kanawha Youth Football & Cheerleading Association ADDRESS: PO Box 29013 Richmond, VA 23242 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Youth recreational football & cheerleading (non-profit). CAPACITY: Treasurer START DATE: 01/01/2024 DUTIES: Maintain itemized statements of spending/invoices for the organization. Keep accurate account of all deposits, expenses, income & transactions for the organization. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-26
  • S66 Uniform Combined State Law Examination
    2012-11-26

View on SEC IAPD

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