Lindsey Ann Maphumulo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-08-30
WA	RA	APPROVED	2012-11-22

TX RA
APPROVED

Since 2013-08-30
WA RA
APPROVED

Since 2012-11-22

Branch Locations

Ferndale, WA • United States

114 W Magnolia St Ste 416, Bellingham, WA 98225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Bellingham	WA	03/2011	03/2020
Ameriprise Financial Services, Llc	Bellingham	WA	03/2020	Present

03/2011 → 03/2020

Ameriprise Financial Services, Inc.

Bellingham, WA
03/2020 → Present

Ameriprise Financial Services, Llc

Bellingham, WA

Other Businesses

Outside Employment; Scannell LLC; Private Wealth Advisor; Employed by Scannell LLC under Ameriprise; 2630 77th Ave SE, Suite 110, Mercer Island, WA, 98040; Investment-Related; 07/03/2019; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-21

S66 Uniform Combined State Law Examination

2012-11-21

Other Names

Lindsey A Hart
Lindsey Ann Hart
Lindsey Maphumulo

View on SEC IAPD