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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-01-03 |
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
161 E Rivulon Blvd 2Nd Floor, Suite 201, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Scottsdale | AZ | 07/2009 | 02/2020 |
| E*Trade Securities Llc | Scottsdale | AZ | 07/2009 | 02/2020 |
| E*Trade Securities Llc | Gilbert | AZ | 02/2020 | 01/2023 |
| E*Trade Capital Management Llc | Gilbert | AZ | 02/2020 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Gilbert | AZ | 01/2023 | Present |
ANB PROPERTIES, LLC, INVT RELATED, CHANDLER, AZ, 100% OWNERSHIP, START DATE 8/22/2017, 4 HRS PER MONTH, 0 HRS DURING TRADING, FOR RENTAL PROPERTY TO COLLECT RENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-22 |
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