Andrew Curtis Stotler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2020-04-20

MO RA
APPROVED

Since 2020-04-20

Branch Locations

Eureka, MO • United States

125 1/2 S Central Ave Suite B, Eureka, MO 63025 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	06/2012	04/2020
Lpl Financial Llc	Eureka	MO	04/2020	Present

06/2012 → 04/2020

Edward Jones

St Louis, MO
04/2020 → Present

Lpl Financial Llc

Eureka, MO

Previous Registrations

2012-10-22 → 2020-04-21

Edward Jones

St Louis, MO

Overland Park, KS

Overland Park, KS

Pacific, MO

Other Businesses

1. 01/21/2025- ROCKWOOD FINANCIAL- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/21/2025- 80 Hours Per Month- 80 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-23

S66 Uniform Combined State Law Examination

2012-08-23

Other Names

Andrew Stotler

View on SEC IAPD